For all organisations engaged in activities that come under the control of a regulator, we provide support, advice, and assurance to help you manage your regulatory risks. In an ever-changing regulatory environment, we help ensure that you identify, manage, and control any existing and future regulatory risks. A proactive rather than a monitoring approach to regulation is now a full time strategic necessity.

Our teams consist of experienced regulatory risk specialists, including ex-regulators, who not only know the rules, but have also, implemented and assessed compliance against them. Our people can help you at the strategic level — by maximising any competitive advantages from regulation through to the operational level and by minimising the costs and disruptions to your business, thereby freeing up management time in the process.

• Independent assurance of regulatory compliance
• Assessment of your current and future regulatory risk profile and impact of new regulations
• Effectiveness reviews of current compliance departments
• Independent assurance on regulatory financial statements
• Developing and implementing a risk-based compliance control framework and monitoring programme
• Help in establishing an appropriate compliance culture within your business
• Evaluation of new regulations on your business model
• Advice and assistance with regulatory relations and in meeting regulatory standards and expectations
• Advice and assistance with getting your business authorised by a regulator
• Assistance and support in dealing with regulatory enforcement actions and remediation exercises